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Información Corporativa / Nuestras Empresas

LAFISE Securities / Privacy Statement

Products & Services Privacy Statement Regulatory Disclosures Business Continuity Plan Margin Disclosure Statement

We at Lafise Securities Corp. are sensitive to the necessity of protecting your personal and financial information. As a member of the FINRA, we are required to collect personal information relating to you, your account(s) and your investment characteristics. Personal information that we collect will includeitems such as: your name, address, telephone number, social security identification number, net worth, income, occupation, investment strategy, risk tolerance, photo identification, and such other items. While information is the cornerstone of our ability to provide superior service, our most important asset is our customers' trust. Keeping customer information secure, and using it only as our customers would want us to, is a top priority for all of us at Lafise Securities Corp. Towards this goal, please note:
  1. We will safeguard, according to strict standards of security and confidentiality, any information our customers share with us.
  2. We will limit the collection and use of customer information to the minimum we require to deliver superior service to our customers, which includes advising our customers about our products, services and other opportunities, and to administer our business.
  3. We will permit only authorized employees, who are trained in the proper handling of customer information, to have access to that information. Employees who violateour Privacy Promise will be subject to our normal disciplinary process.
  4. We will not reveal customer information to any external organization unless we have previously informed the customer in disclosures or agreements, been authorized by the customer, or are required by law or our regulators.
  5. We will always maintain control over the confidentiality of our customer information. We may, however, facilitate relevant offers from reputable companies. These companies are not permitted to retain any customer information unless the customer has specifically expressed interest in their products or services.
  6. For purposes of credit reporting, verification and risk management, we will exchange information about our customers with reputable reference sources and clearinghouse services.
  7. We will not use or share - internally or externally - personally identifiable medical information for any purpose other than the underwriting or administration of a customer's policy, claim or account, or as disclosed to the customer when the information is collected, or to which the customer consents.
  8. We will attempt to keep customer files complete, up to date, and accurate. We will tell our customers how and where to conveniently access their account information (except when we're prohibited by law), and how to notify us about errors which we will promptly correct.